NISM Series V-A · Ch 6 · Sections 6.6 & 6.7 — Commission Disclosure & Due Diligence
Sections 6.6 & 6.7: Commission Disclosure Thresholds · AMC Due Diligence · Fit & Proper Criteria
20 Locations · Rs.100 Cr AUM · Rs.1 Cr Commission · Rs.50 Lakh Single AMC · Fit & Proper · Delinked Functions
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Test your knowledge of the four disclosure thresholds, AMC due diligence obligations, fit & proper criteria, portfolio turnover triggers and the delinked functions requirement across Sections 6.6 & 6.7.
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Sections6.6 & 6.7
Passing Score60%
ChapterChapter 6
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