NISM V-A Chapter 3.4 Service Providers Quiz (MCQs with Answers)

NISM V-A · Ch 3 · 3.4 — Role and Support Function of Service Providers
NISM Series V-A · Ch 3 · 3.4 — Role and Support Function of Service Providers

3.4 — Role and Support Function of Service Providers

Fund Accountant: No SEBI registration needed · RTA: SEBI registration, ISCs, Folios, Account Statements · Auditors: Scheme auditor (Trustees appoint) ≠ AMC auditor · Distributors: NISM V-A / V-B, AMFI registration · Collecting Bankers & Payment Aggregators · KYC Registration Agencies (KRAs, 2011) · Valuation Agencies: CRISIL & ICRA · Credit Rating Agencies · Depositories: NSDL & CDSL · Stock Exchanges: NMF-II, BSE-Star MF, MFU · EOPs: Category 1 (AMFI) & Category 2 (Stock Broker)

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SectionSection 3.4
Pass Mark60%
ChapterChapter 3
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