NISM 5-A Chapter 3.2 Key Constituents of Mutual Fund Quiz with Answers

NISM V-A · Ch 3 · 3.2 — Key Constituents of a Mutual Fund
NISM Series V-A · Ch 3 · 3.2 — Key Constituents of a Mutual Fund

3.2 — Key Constituents of a Mutual Fund

Sponsor: 5 yrs, 5-yr profit, Avg Rs.10 Cr, Net Worth, Liquid Net Worth · Trustees: Min 4, 2/3 independent, Disqualifications, SEBI approval, Quarterly Review, Half-yearly SEBI report · AMC: 50% independent directors, Rs.50 Cr net worth (Jan 2024), 75% unit-holders can terminate, 30-day exit on control change · Custodian: SEBI registration, 50% independence rule, Corporate actions

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Sponsor: 5 yrs, 5-yr profit, Avg Rs.10 Cr, Net Worth, Liquid Net Worth · Trustees: Min 4, 2/3 independent, Disqualifications, SEBI approval, Quarterly Review, Half-yearly SEBI report · AMC: 50% independent directors, Rs.50 Cr net worth (Jan 2024), 75% unit-holders can terminate, 30-day exit on control change · Custodian: SEBI registration, 50% independence rule, Corporate actions

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SectionSection 3.2
Pass Mark60%
ChapterChapter 3
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